Timothy Andrew O'connor

CRD 2591491 · Wells Fargo Advisors · St. Louis, MO

Broker

Also appears in the source record as: Tim Oconnor; Timothy Andrew Oconnor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (9): Series 52TOSIESeries 7Series 10Series 9Series 53Series 24Series 65Series 63
Registered states (1): Arizona
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Tempe, AZ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Scottsdale, AZ · BC capacity

Dec 13, 2000 → Jan 3, 2011
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Jan 7, 2000 → May 2, 2001
Wells Fargo Brokerage Services, L.L.C.
Minneapolis, MN · BC capacity

Jan 5, 2000 → Dec 13, 2000
First Interstate Investments,inc.
BC capacity

Oct 24, 1995 → Aug 19, 1996
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Aug 24, 1995 → Nov 7, 1995
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 14, 1995 → Jul 6, 1995
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 14, 1995 → Jul 6, 1995

Source & corrections

Where this page comes from

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