Kathleen A. Beck

CRD 2593728 · J.P. Morgan Securities LLC · Newark, DE

IA RegisteredBroker

Also appears in the source record as: Kathleen Ann Beck; Kathy Ann Beck; Kathleen Ann Scally; Kathy Ann Scally

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 99TOSIESeries 7Series 10Series 24Series 9Series 4Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Newark, DE · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Newark, DE · BC capacity

start not retrieved → present
Bb&t Securities, LLC
Baltimore, MD · IA capacity

Jan 2, 2018 → Feb 1, 2018
Bb&t Securities, LLC
Baltimore, MD · BC capacity

Jan 2, 2018 → Feb 1, 2018
Bb&t Investment Services, Inc.
Baltimore, MD · IA capacity

Sep 25, 2015 → Jan 2, 2018
Bb&t Investment Services, Inc.
Baltimore, MD · BC capacity

Sep 25, 2015 → Jan 2, 2018
Valley Forge Asset Management, LLC
Hunt Valley, MD · IA capacity

Jun 11, 2014 → Aug 3, 2015
Valley Forge Asset Management, LLC
Hunt Valley, MD · BC capacity

Jun 11, 2014 → Aug 3, 2015
Pnc Investments
Baltimore, MD · IA capacity

Dec 4, 2012 → Apr 29, 2014
Pnc Investments
Baltimore, MD · BC capacity

Jul 17, 2012 → Apr 29, 2014
Mercantile Brokerage Services, Inc.
Baltimore, MD · BC capacity

Oct 4, 2006 → Sep 17, 2007
J.P. Morgan Securities Inc.
Washington, DC · BC capacity

Mar 2, 2001 → Sep 15, 2006
J.P. Morgan Securities Inc.
New York, NY · BC capacity

Jan 13, 2000 → May 1, 2001
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

Aug 30, 1995 → Mar 4, 1998

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2593728 ↗ FINRA BrokerCheck record for CRD 2593728 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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