David Stuart Smith II

CRD 2594595 · Fidelity Brokerage Services LLC · Jacksonville, FL

IA RegisteredBroker

Also appears in the source record as: David Smith

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 65Series 63Series 8SIESeries 7Series 52
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Neptune Beach, FL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Neptune Beach, FL · BD capacity

Jan 14, 2020 → present
Fidelity Brokerage Services LLCCurrent
Jacksonville, FL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jan 28, 2020 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 18, 2018 → Dec 16, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 22, 2017 → Dec 16, 2019
Ameriprise Financial Services, Inc.
IA capacity

Aug 27, 2009 → Jan 8, 2013
Ameriprise Financial Services, Inc.
BD capacity

May 15, 2009 → Jan 8, 2013
Wells Fargo Advisors, LLC
IA capacity

Jul 8, 2002 → May 20, 2009
Wells Fargo Advisors, LLC
BD capacity

Jul 3, 2002 → May 20, 2009
A.J. Pace & Co., Inc.
BD capacity

Aug 24, 2001 → Apr 18, 2002
Td Waterhouse Investor Services, Inc.
BD capacity

Apr 19, 2000 → Aug 29, 2001
Olde Discount Corporation
BD capacity

Apr 5, 1995 → May 1, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2594595 ↗ FINRA BrokerCheck record for CRD 2594595 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.