Nadeem Alam

CRD 2595956 · J.P. Morgan Securities LLC · Antioch, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 66Series 65Series 63
Registered states (12): Arizona · California · Connecticut · Florida · Hawaii · Iowa · Nevada · New York · Oregon · Texas · Virginia · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (16)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Antioch, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Antioch, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · IA capacity

Jan 15, 2013 → Sep 8, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Walnut Creek, CA · BC capacity

Nov 26, 2012 → Sep 8, 2016
Transamerica Financial Advisors, Inc
Richmond, CA · BC capacity

Apr 19, 2010 → May 9, 2011
Transamerica Financial Advisors, Inc.
Richmond, CA · IA capacity

Apr 7, 2010 → Apr 29, 2010
Nationwide Securities, LLC
Walnut Creek, CA · IA capacity

Nov 3, 2008 → Dec 19, 2008
Nationwide Securities, LLC
Walnut Creek, CA · BC capacity

Aug 1, 2008 → Dec 19, 2008
1717 Capital Management Company
Walnut Creek, CA · BC capacity

Jul 23, 2008 → Aug 1, 2008
Rbc Dain Rauscher Inc.
Walnut Creek, CA · IA capacity

Mar 7, 2005 → Nov 22, 2006
Rbc Dain Rauscher Inc.
Walnut Creek, CA · BC capacity

Mar 7, 2005 → Nov 22, 2006
Foresters Equity Services, Inc.
San Diego, CA · BC capacity

Sep 28, 2004 → Mar 7, 2005
American Express Financial Advisors, Inc.
Walnut Creek, CA · IA capacity

Jan 3, 2004 → Aug 20, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Oct 28, 2003 → Aug 20, 2004
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Oct 28, 2003 → Aug 20, 2004
Interfirst Capital Corporation
Los Angeles, CA · BC capacity

Apr 1, 1997 → Jul 24, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2595956 ↗ FINRA BrokerCheck record for CRD 2595956 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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