Carolyn Y Song-Pegg

CRD 2598175 · Morgan Stanley · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Carolyn Y Song; Carolyn Y Songpegg

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 7Series 3
Registered states (35): Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Maine · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2598175 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Chicago, IL · IA capacity

Jan 18, 2022 → present
Fifth Third Securities, Inc.
BD capacity

Aug 14, 2015 → Jan 18, 2022
Fifth Third Securities, Inc.
IA capacity

Aug 7, 2015 → Jan 18, 2022
Mml Investors Services, LLC
IA capacity

Jan 17, 2012 → Feb 19, 2014
Mml Investors Services, LLC
BD capacity

Dec 9, 2011 → Feb 19, 2014
Ubs Painewebber Inc.
BD capacity

Aug 18, 2000 → Aug 28, 2002
Ubs Painewebber Inc.
IA capacity

Apr 1, 1999 → Aug 28, 2002
Dean Witter Reynolds Inc.
BD capacity

Jul 22, 1998 → Aug 22, 2000
Bear, Stearns & Co. Inc.
BD capacity

Oct 2, 1996 → May 2, 1997
Smith Barney Inc.
BD capacity

Jul 15, 1996 → Oct 4, 1996
Cs First Boston Corporation
BD capacity

Nov 10, 1995 → Mar 15, 1996
Ids Life Insurance Company
BD capacity

May 26, 1995 → Aug 17, 1995
American Express Financial Advisors Inc.
BD capacity

May 26, 1995 → Aug 17, 1995

Source & corrections

Where this page comes from

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