Adam Riback

CRD 2598577 · Fidelity Brokerage Services LLC · Nanuet, NY

IA RegisteredBroker

Also appears in the source record as: Adam Steven Riback

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 9Series 10SIESeries 7
Registered states (37): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maine · Maryland · Massachusetts · Michigan · Minnesota · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Nanuet, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Greenwood Lake, NY · BD capacity

Jun 7, 2021 → present
Fidelity Brokerage Services LLCCurrent
Nanuet, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 2, 2021 → Mar 31, 2025
Td Ameritrade, Inc.
IA capacity

Jul 5, 2019 → Jan 11, 2021
Td Ameritrade, Inc.
BD capacity

Jul 2, 2019 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
IA capacity

Jul 9, 2019 → Dec 31, 2020
Allstate Financial Advisors, LLC
IA capacity

Jan 15, 2019 → Jun 20, 2019
Allstate Financial Services, LLC
BD capacity

Jan 13, 2016 → Jun 20, 2019
National Securities Corporation
BD capacity

Jun 7, 2001 → Nov 18, 2015
Joseph Gunnar & Co. LLC
BD capacity

Jul 13, 1998 → Jun 18, 2001
Emerson Bennett & Associates
BD capacity

May 19, 1998 → Jun 26, 1998
Brauer & Associates, Inc.
BD capacity

Dec 4, 1997 → Feb 10, 1998
Meyers Pollock Robbins, Inc.
BD capacity

Nov 22, 1996 → Dec 2, 1997
Joseph Stevens & Company, L.P.
BD capacity

Aug 7, 1995 → Nov 19, 1996
Whale Securities Co., L.P.
BD capacity

May 15, 1995 → Aug 8, 1995

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2598577 ↗ FINRA BrokerCheck record for CRD 2598577 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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