Richard All
Also appears in the source record as: Richard Lawrence All Jr; Richard Lawrence All Jr.; Richard Lawrence All
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (9)
- SIESeries 31Series 7Series 52Series 9Series 10Series 24Series 65Series 63
- Registered states (52)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 29
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsSmithfield, RI · IA capacityJul 13, 2018 → Mar 31, 2025
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Tiaa-Cref Advice And Planning ServicesCharlotte, NC · IA capacityAug 3, 2007 → Jul 6, 2012
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Tiaa-Cref Individual & Institutional Services, LLCCharlotte, NC · BC capacityApr 6, 2006 → Jul 6, 2012
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Td Waterhouse Investor Services, Inc.Charlotte, NC · IA capacityJul 1, 2003 → Mar 27, 2006
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Td Waterhouse Investor Services, Inc.Omaha, NE · BC capacityDec 21, 2002 → Mar 27, 2006
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Citistreet Equities LLCSomerset, NJ · BC capacityMar 28, 2002 → Dec 10, 2002
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Csfbdirect, Inc.Jersey City, NJ · BC capacityMar 2, 1999 → Dec 31, 2001
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Uvest Investment ServicesCharlotte, NC · BC capacityApr 27, 1998 → Jan 20, 1999
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First Union Brokerage Services, Inc.Charlotte, NC · BC capacityJan 29, 1997 → Dec 9, 1997
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Dean Witter Reynolds Inc.Purchase, NY · BC capacityMar 25, 1996 → Oct 4, 1996
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Olde Discount CorporationDetroit, MI · BC capacityApr 26, 1995 → Feb 13, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.