Nicole Cope

CRD 2602695 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Nicole Marie Cope; Nicole M Gravish; Nicole Marie Gravish

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 66Series 63
Registered states (24): Alabama · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Rock Hill, SC · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Rock Hill, SC · IA capacity

start not retrieved → present
Ally Invest Advisors
Charlotte, NC · IA capacity

Oct 26, 2021 → Sep 30, 2024
Ally Invest Securities LLC
Charlotte, NC · BC capacity

Oct 20, 2020 → Sep 30, 2024
Td Ameritrade, Inc.
Williamsburg, VA · IA capacity

Feb 10, 2014 → Aug 25, 2020
Td Ameritrade Investment Management, LLC
Williamsburg, VA · IA capacity

Feb 7, 2014 → Aug 25, 2020
Td Ameritrade, Inc.
Glen Allen, VA · BC capacity

Feb 7, 2014 → Aug 25, 2020
Ameriprise Financial Services, Inc.
Minneapolis, MN · BC capacity

Oct 2, 2012 → Nov 8, 2013
Ameriprise Financial Services, Inc.
Norfolk, VA · IA capacity

Sep 21, 2012 → Mar 27, 2013
Russell Investments
Norfolk, VA · IA capacity

Nov 16, 2010 → Jan 3, 2012
Russell Financial Services, Inc., Part Of Russell Investments
Seattle, WA · BC capacity

Aug 31, 2009 → Jan 3, 2012
T. Rowe Price Investment Services, Inc.
Baltimore, MD · BC capacity

Jan 1, 2004 → Aug 14, 2009

Source & corrections

Where this page comes from

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