Teresa Grubman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 31Series 7Series 65Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

22

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (20)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  San Antonio, TX · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  San Antonio, TX · BC capacity
  start not retrieved → present
• Eagle Strategies LLC

  San Antonio, TX · IA capacity
  Jun 6, 2024 → Mar 17, 2025
• Nylife Securities LLC

  San Antonio, TX · BC capacity
  Apr 26, 2024 → Mar 17, 2025
• Citigroup Global Markets Inc.

  San Antonio, TX · IA capacity
  Jan 24, 2023 → Apr 8, 2024
• Citigroup Global Markets Inc.

  San Antonio, TX · BC capacity
  Jan 24, 2023 → Apr 8, 2024
• Victory Capital Management Inc.

  San Antonio, TX · IA capacity
  May 25, 2021 → Dec 2, 2022
• Victory Capital Services, Inc.

  San Antonio, TX · BC capacity
  Jul 1, 2019 → Dec 2, 2022
• Usaa Investment Management Company

  San Antonio, TX · IA capacity
  Jan 8, 2018 → Jul 3, 2019
• Usaa Financial Advisors, Inc.

  San Antonio, TX · BC capacity
  Sep 6, 2007 → Jul 1, 2019
• Usaa Financial Planning Services

  San Antonio, TX · IA capacity
  Apr 11, 2013 → Jan 8, 2018
• Usaa Investment Management Company

  San Antonio, TX · BC capacity
  Dec 20, 2006 → Dec 31, 2007
• Axa Advisors, LLC

  Nashville, TN · IA capacity
  Jun 26, 2006 → Nov 30, 2006
• Axa Advisors, LLC

  Nashville, TN · BC capacity
  Jun 8, 2006 → Nov 30, 2006
• Morgan Stanley

  Nashville, TN · IA capacity
  Mar 11, 2005 → May 24, 2006
• Morgan Stanley Dw Inc.

  Nashville, TN · BC capacity
  Mar 10, 2005 → May 24, 2006
• American Express Financial Advisors, Inc.

  Franklin, TN · IA capacity
  Mar 11, 2004 → Apr 11, 2005
• Ids Life Insurance Company

  Minneapolis, MN · BC capacity
  Mar 9, 2004 → Apr 11, 2005
• American Express Financial Advisors Inc.

  Minneapolis, MN · BC capacity
  Mar 9, 2004 → Apr 11, 2005
• Waddell & Reed, Inc.

  Overland Park, KS · BC capacity
  Dec 19, 2003 → Feb 24, 2004

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.