Nicholas Jay Cordle

CRD 2609713 · Morgan Stanley · Tulsa, OK

IA RegisteredBroker

Also appears in the source record as: Nick Jay Cordle

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 9Series 10Series 24SIESeries 7
Registered states (42): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Kansas · Louisiana · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Tulsa, OK · IA capacity

Aug 6, 2012 → present
Multi-Financial Securities Corporation
BD capacity

Dec 12, 2011 → Jul 20, 2012
Multi-Financial Securities Corporation
IA capacity

Dec 12, 2011 → Jul 20, 2012
Cambridge Investment Research, Inc.
BD capacity

Jul 17, 2009 → Dec 14, 2011
Cambridge Investment Research Advisors, Inc.
IA capacity

Jul 17, 2009 → Dec 14, 2011
Multi-Financial Securities Corporation
IA capacity

May 30, 2008 → Jul 17, 2009
Multi-Financial Securities Corporation
BD capacity

Feb 9, 2007 → Jul 17, 2009
Askar Corp.
BD capacity

Jun 15, 2006 → Dec 6, 2006
Ibc Investments
BD capacity

Jan 3, 2006 → May 26, 2006
Commonwealth Financial Network
BD capacity

Mar 11, 2005 → Sep 12, 2005
Proequities, Inc.
BD capacity

Jan 3, 2005 → Mar 4, 2005
Proequities, Inc.
BD capacity

Jan 21, 1999 → Dec 31, 2004
Advantage Capital Corporation
BD capacity

Apr 11, 1995 → Jan 1, 1999

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2609713 ↗ FINRA BrokerCheck record for CRD 2609713 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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