John M. Ford
Also appears in the source record as: John M Ford; John Michael Ford; John Ford
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 66Series 65Series 63
- Registered states (6)
- Connecticut · Florida · Massachusetts · New Jersey · New York · North Carolina
- Years in the industry (source record)
- 28
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (15)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Charles Schwab & Co., Inc.Stamford, CT · IA capacityApr 12, 2022 → Oct 3, 2024
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Charles Schwab & Co., Inc.Stamford, CT · BC capacityApr 12, 2022 → Oct 3, 2024
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Td Ameritrade, Inc.Stamford, CT · BC capacityDec 14, 2021 → Jul 29, 2024
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Td Ameritrade Investment Management, LLCStamford, CT · IA capacityDec 14, 2021 → Sep 7, 2023
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Td Ameritrade, Inc.Stamford, CT · IA capacityDec 14, 2021 → Oct 14, 2022
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Prudential Financial Planning ServicesMelville, NY · IA capacitySep 29, 2021 → Oct 27, 2021
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Pruco Securities, LLC.Melville, NY · BC capacityJun 1, 2021 → Oct 27, 2021
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Securities America, Inc.New York, NY · BC capacityOct 3, 2019 → Feb 4, 2020
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Fidelity Brokerage Services LLCNew York, NY · BC capacityAug 13, 2015 → Jun 17, 2019
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Strategic Advisers, Inc.New York, NY · IA capacityJul 20, 2005 → Aug 16, 2006
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Citicorp Investment ServicesLong Island City, NY · BC capacityJun 21, 2001 → Dec 11, 2001
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The Dreyfus Service CorporationNew York, NY · BC capacityMar 3, 1999 → Jun 11, 2001
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, NY · BC capacityJul 11, 1995 → Mar 5, 1999
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.