John Douglas Letourneau
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 65Series 63Series 10Series 9SIESeries 3Series 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2612725 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (16)
From the source registration record · current first
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Apr 17, 2025 → present
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Rbc Capital Markets, LLCBD capacityFeb 19, 2015 → May 2, 2025
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Rbc Capital Markets, LLCIA capacityFeb 19, 2015 → May 2, 2025
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Morgan StanleyBD capacityJun 1, 2009 → Mar 3, 2015
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Morgan StanleyIA capacityJun 1, 2009 → Mar 3, 2015
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Morgan Stanley & Co. IncorporatedIA capacityJan 24, 2008 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedBD capacityJan 18, 2008 → Jun 1, 2009
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Mar 8, 2006 → Jan 23, 2008
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Mar 8, 2006 → Jan 23, 2008
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Advest, Inc.IA capacityMar 2, 2005 → Mar 8, 2006
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Advest, Inc.BD capacityFeb 18, 2005 → Mar 8, 2006
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Ubs Financial Services Inc.BD capacitySep 4, 1998 → Mar 14, 2005
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Ubs Financial Services Inc.IA capacitySep 4, 1998 → Mar 14, 2005
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Jun 1, 1995 → Sep 15, 1998
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Ids Life Insurance CompanyBD capacityMay 10, 1995 → May 24, 1995
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American Express Financial Advisors Inc.BD capacityMay 10, 1995 → May 24, 1995
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.