Luis Castaneda

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (12)

Series 57TOSIESeries 55Series 7Series 10Series 9Series 27Series 24Series 8Series 65Series 66Series 63

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

27

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (27)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Columbus, OH · BC capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Los Angeles, CA · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Columbus, OH · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Los Angeles, CA · IA capacity
  start not retrieved → present
• Wells Fargo Advisors

  Beverly Hills, CA · IA capacity
  Sep 30, 2025 → Apr 20, 2026
• Wells Fargo Clearing Services, LLC

  Beverly Hills, CA · BC capacity
  Sep 29, 2025 → Apr 20, 2026
• Eagle Strategies LLC

  Los Angeles, CA · IA capacity
  Jun 17, 2014 → Oct 6, 2025
• Nylife Securities LLC

  Los Angeles, CA · BC capacity
  May 23, 2014 → Oct 6, 2025
• Euro Pacific Capital, Inc.

  Los Angeles, CA · IA capacity
  Oct 13, 2010 → Mar 3, 2014
• Euro Pacific Capital, Inc.

  Los Angeles, CA · BC capacity
  Sep 13, 2010 → Mar 3, 2014
• Vanguard Capital

  Del Mar, CA · BC capacity
  May 3, 2010 → Sep 1, 2010
• Second Street Securities, Inc.

  San Francisco, CA · BC capacity
  Dec 14, 2009 → Dec 18, 2009
• Benefit Funding Services, LLC

  Irvine, CA · BC capacity
  Dec 14, 2009 → Dec 18, 2009
• Hunter World Markets, Inc.

  Beverly Hills, CA · BC capacity
  Sep 15, 2008 → Oct 1, 2009
• Northwestern Mutual Investment Services,llc

  San Francisco, CA · IA capacity
  Apr 2, 2008 → Sep 16, 2008
• Northwestern Mutual Investment Services, LLC

  San Francisco, CA · BC capacity
  Mar 10, 2008 → Sep 16, 2008
• M.L. Stern & Co., LLC.

  Beverly Hills, CA · BC capacity
  Jan 3, 2007 → Jan 3, 2008
• Countrywide Securities Corporation

  Calabasas, CA · BC capacity
  Jun 12, 2006 → Dec 20, 2006
• Morgan Stanley Dw Inc.

  Los Angeles, CA · BC capacity
  Mar 23, 2004 → Jun 14, 2006
• Lehman Brothers Inc.

  New York, NY · BC capacity
  Jul 16, 2002 → Jun 12, 2003
• Westpark Capital, Inc.

  Los Angeles, CA · BC capacity
  Apr 8, 2002 → Apr 30, 2002
• First Fund Distributors, Inc.

  Phoenix, AZ · BC capacity
  Dec 15, 1999 → Apr 20, 2000
• Salomon Smith Barney Inc.

  New York, NY · BC capacity
  Jun 19, 1998 → Jun 4, 1999
• Waterhouse Securities, Inc.

  Omaha, NE · BC capacity
  Apr 9, 1996 → Jun 3, 1998
• Josephthal Lyon & Ross Incorporated

  New York, NY · BC capacity
  Aug 24, 1995 → Mar 12, 1996
• Chatfield Dean & Co., Inc.

  Greenwood Village, CO · BC capacity
  Jul 6, 1995 → Aug 18, 1995
• Investors Associates, Inc.

  Hackensack, NJ · BC capacity
  May 26, 1995 → Jul 7, 1995

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.