Harsh A Pradhan

CRD 2615202 · Fidelity Brokerage Services LLC · Palo Alto, CA

IA RegisteredBroker

Also appears in the source record as: Harsh Ashok Pradhan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 65Series 63SIESeries 7Series 31
Registered states (25): Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Michigan · Missouri · Montana · Nevada · New York · Ohio · Oregon · Rhode Island · South Carolina · Texas · Virginia · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2615202 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Palo Alto, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Saratoga, CA · BD capacity

Oct 11, 2006 → present
Fidelity Brokerage Services LLCCurrent
Palo Alto, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jan 22, 2007 → Jul 13, 2018
Beacon Financial Planning, Inc.
IA capacity

Apr 28, 2004 → Aug 3, 2005
Charles Schwab & Co., Inc.
BD capacity

Aug 3, 1998 → Nov 20, 2000
Dean Witter Reynolds Inc.
BD capacity

May 19, 1995 → Apr 13, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2615202 ↗ FINRA BrokerCheck record for CRD 2615202 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.