Tamaria Jo Hodges

CRD 2616806 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Tamaria Jo Grieger

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 99TOSIESeries 7Series 9Series 10Series 24Series 65Series 63
Registered states (1): Arizona
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Lpl Financial Corporation
Phoenix, AZ · BC capacity

Nov 24, 2009 → Mar 3, 2010
Chase Investment Services Corp.
Phoenix, AZ · IA capacity

May 17, 2006 → Jun 25, 2009
Chase Investment Services Corp.
Phoenix, AZ · BC capacity

Dec 3, 2004 → Jun 25, 2009
Banc One Securities Corporation
Phoenix, AZ · IA capacity

Oct 30, 2002 → May 1, 2006
Banc One Securities Corporation
Chicago, IL · BC capacity

Feb 1, 1996 → May 1, 2006
Banc One Arizona Investment Services Corporation
BC capacity

May 19, 1995 → Feb 1, 1996

Source & corrections

Where this page comes from

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