Louis William Pasquale

CRD 2619746 · Fidelity Brokerage Services LLC · Roslyn, NY

IA RegisteredBroker

Also appears in the source record as: Louis W Pasquale Jr; Louis W Pasquale; Louis William Pasquale Jr; Louis Pasquale

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 55Series 7
Registered states (12): Arkansas · California · Connecticut · Florida · Georgia · Massachusetts · New Jersey · New York · North Carolina · Pennsylvania · Texas · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Melville, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Melville, NY · BD capacity

Sep 28, 2021 → present
Fidelity Brokerage Services LLCCurrent
Roslyn, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 12, 2021 → Mar 31, 2025
Charles Schwab & Co., Inc.
IA capacity

Jul 18, 2018 → Oct 8, 2021
Charles Schwab & Co., Inc.
BD capacity

Jun 29, 2018 → Oct 8, 2021
Fidelity Brokerage Services LLC
BD capacity

Oct 12, 2005 → Jun 22, 2018
Strategic Advisers, Inc.
IA capacity

May 16, 2006 → Jul 2, 2009
Chase Investment Services Corp.
BD capacity

Oct 5, 2004 → Aug 18, 2005
Schonfeld Securities, LLC
BD capacity

Jun 26, 2002 → Mar 22, 2004
Ids Life Insurance Company
BD capacity

Jun 26, 1998 → Feb 15, 2002
American Express Financial Advisors Inc.
BD capacity

Jun 26, 1998 → Feb 15, 2002
Waterhouse Securities, Inc.
BD capacity

Nov 15, 1995 → Mar 13, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2619746 ↗ FINRA BrokerCheck record for CRD 2619746 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.