Andrew R Wilson

CRD 2619915 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 52TOSIESeries 7Series 10Series 9Series 4Series 53Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2619915 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Coral Springs, FL · IA capacity

May 2, 2009 → Sep 13, 2011
Chase Investment Services Corp.
Coral Springs, FL · BC capacity

May 2, 2009 → Sep 13, 2011
Wamu Investments, Inc.
Miami, FL · IA capacity

Aug 1, 2003 → May 2, 2009
Wamu Investments, Inc.
Miami, FL · BC capacity

Jul 8, 2003 → May 2, 2009
Carillon Investments, Inc
Coral Gables, FL · IA capacity

Jun 12, 2002 → Apr 28, 2003
Carillon Investments, Inc.
Cincinnati, OH · BC capacity

May 31, 2002 → Apr 28, 2003
Brookstreet Securities Corporation
San Juan Capistrano, CA · BC capacity

Aug 14, 2000 → May 10, 2002
R.K. Grace & Co.
Miami, FL · BC capacity

Sep 11, 1997 → Aug 18, 2000
First Montauk Securities Corp.
Red Bank, NJ · BC capacity

May 19, 1997 → Sep 8, 1997
Brauer & Associates, Inc.
St. Petersburg, FL · BC capacity

Jan 30, 1997 → Apr 25, 1997
Barron Chase Securities, Inc.
Boca Raton, FL · BC capacity

Apr 26, 1996 → Feb 4, 1997
R.T.G. Richards And Company, Inc.
Garden City, NY · BC capacity

Aug 10, 1995 → Jan 17, 1996

Source & corrections

Where this page comes from

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