Brian Silverman

CRD 2622859 · J.P. Morgan Securities LLC · New York, NY

BrokerRegistration inactive

Also appears in the source record as: Brian Neil Silverman; Brian Silverman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Nuveen Securities, LLC
New York, NY · BC capacity

Jul 7, 2022 → Apr 13, 2023
Franklin Distributors, LLC
Short Hills, NJ · BC capacity

Jul 7, 2021 → May 17, 2022
Franklin/Templeton Distributors, Inc.
Short Hills, NJ · BC capacity

Mar 19, 2019 → Jul 7, 2021
Blackrock Financial Management, Inc
New York, NY · IA capacity

Jan 7, 2010 → Feb 25, 2019
Blackrock Investments, LLC
Princeton, NJ · BC capacity

Aug 12, 2008 → Feb 25, 2019
Morgan Stanley Investment Advisors Inc.
New York, NY · IA capacity

Sep 10, 2007 → Aug 13, 2008
Morgan Stanley Distribution, Inc.
New York, NY · BC capacity

Jul 3, 2006 → Aug 13, 2008
Morgan Stanley & Co., Incorporated
New York, NY · BC capacity

Sep 27, 2004 → Jul 11, 2006
Goldman, Sachs & Co.
New York, NY · BC capacity

Aug 4, 2000 → Sep 17, 2004
Lazard Freres & Co. LLC
New York, NY · BC capacity

Jun 22, 1999 → Aug 3, 2000
Seligman Advisors, Inc.
Boston, MA · BC capacity

Jan 1, 1996 → Apr 20, 1999

Source & corrections

Where this page comes from

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