William A. Ward

CRD 2626493 · Fidelity Brokerage Services LLC · Morristown, NJ

IA RegisteredBroker

Also appears in the source record as: William Anthony Ward; William Ward; Liam Ward

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 7Series 6
Registered states (22): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Morristown, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Staten Island, NY · BD capacity

Mar 29, 2021 → present
Fidelity Brokerage Services LLCCurrent
Morristown, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 27, 2021 → Mar 31, 2025
Ernst & Young Investment Advisers LLP
IA capacity

Oct 11, 2019 → Feb 25, 2021
Ubs Financial Services Inc.
IA capacity

Mar 11, 2014 → Jan 11, 2019
Ubs Financial Services Inc.
BD capacity

Mar 10, 2014 → Jan 11, 2019
Morgan Stanley
BD capacity

Aug 12, 2009 → Mar 4, 2014
E*trade Securities LLC
BD capacity

Jul 23, 2007 → Mar 31, 2008
Chase Investment Services Corp.
IA capacity

Feb 21, 2006 → Sep 14, 2006
Chase Investment Services Corp.
BD capacity

Feb 17, 2006 → Sep 14, 2006
Citicorp Investment Services
BD capacity

Sep 19, 2005 → Jan 19, 2006
Citicorp Investment Services
IA capacity

Sep 19, 2005 → Jan 19, 2006
Nfb Investment Services Corp.
BD capacity

Sep 1, 2004 → Jul 8, 2005
Fiserv Investor Services, Inc.
BD capacity

Dec 21, 2001 → Aug 24, 2004
Trusted Securities Advisors Corp.
BD capacity

Jul 28, 1995 → Dec 18, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2626493 ↗ FINRA BrokerCheck record for CRD 2626493 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.