Bradford D. Cook

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 65Series 63Series 26SIESeries 7Series 6

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Las Vegas, NV · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Las Vegas, NV · BD capacity
  Nov 8, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Las Vegas, NV · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Nov 12, 2021 → Mar 31, 2025
• Waddell & Reed

  BD capacity
  Dec 3, 2020 → Jul 21, 2021
• Waddell & Reed

  IA capacity
  Dec 3, 2020 → Jul 21, 2021
• Tiaa-Cref Individual & Institutional Services, LLC

  BD capacity
  Jan 8, 2018 → Nov 13, 2020
• Advice And Planning Services

  IA capacity
  Jan 8, 2018 → Nov 13, 2020
• James Alpha Advisors, LLC

  IA capacity
  Sep 22, 2016 → Oct 25, 2017
• Fdx Capital LLC

  BD capacity
  Sep 17, 2015 → Oct 25, 2017
• Global Financial Private Capital, LLC

  IA capacity
  Dec 2, 2016 → May 5, 2017
• Catalyst Mutuals Fund Distributors LLC

  BD capacity
  Feb 14, 2014 → Sep 16, 2015
• Metlife Investors Distribution Company

  BD capacity
  Mar 30, 2010 → Mar 11, 2014
• Axa Advisors, LLC

  IA capacity
  May 11, 2009 → Mar 3, 2010
• Axa Advisors, LLC

  BD capacity
  Apr 15, 2009 → Mar 3, 2010
• Axa Distributors, LLC

  BD capacity
  Jan 11, 2007 → Apr 15, 2009
• Guardian Investor Services LLC

  BD capacity
  Nov 15, 2004 → Jan 10, 2007
• Farmers Financial Solutions, LLC

  BD capacity
  Aug 30, 2002 → Nov 15, 2004
• National Planning Corporation

  BD capacity
  Jan 30, 2001 → Feb 21, 2002
• Jackson National Life Distributors, Inc.

  BD capacity
  Mar 2, 1999 → Feb 21, 2002
• Pruco Securities Corporation

  BD capacity
  Jul 16, 1996 → Feb 19, 1999

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.