David Stecker

CRD 2629802 · J.P. Morgan Securities LLC · Boca Raton, FL

IA RegisteredBroker

Also appears in the source record as: David Philip Stecker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boca Raton, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boca Raton, FL · BC capacity

start not retrieved → present
J.P. Morgan Private Wealth Advisors LLC
Boca Raton, FL · IA capacity

Mar 19, 2021 → Mar 20, 2025
First Republic Securities Company, LLC
Boca Raton, FL · BC capacity

Mar 12, 2021 → Sep 29, 2023
Citigroup Global Markets Inc.
Boca Raton, FL · IA capacity

Sep 10, 2020 → Mar 15, 2021
Citigroup Global Markets Inc.
Boca Raton, FL · BC capacity

May 8, 2008 → Mar 15, 2021
Wachovia Securities, LLC
New York, NY · IA capacity

May 1, 2008 → May 14, 2008
Wachovia Securities, LLC
New York, NY · BC capacity

Apr 29, 2008 → May 14, 2008
Citicorp Investment Services
New York, NY · IA capacity

Oct 20, 2004 → May 29, 2007
Citicorp Investment Services
Long Island City, NY · BC capacity

Aug 16, 2000 → May 29, 2007
First Union Brokerage Services, Inc.
Charlotte, NC · BC capacity

Apr 20, 2000 → Sep 15, 2000
Glenn Michael Financial, Inc.
Melville, NY · BC capacity

Feb 9, 1999 → Apr 17, 2000
Hd Brous & Co., Inc.
Great Neck, NY · BC capacity

Aug 6, 1998 → Feb 1, 1999
Schneider Securities, Inc.
Denver, CO · BC capacity

May 29, 1998 → Aug 7, 1998
Sunpoint Securities, Inc.
Longview, TX · BC capacity

Jan 8, 1998 → May 27, 1998
Phd Capital
New York, NY · BC capacity

May 27, 1997 → Oct 7, 1997
Sterling Foster & Company, Inc.
Uniondale, NY · BC capacity

Jun 28, 1995 → Mar 11, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2629802 ↗ FINRA BrokerCheck record for CRD 2629802 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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