Leigh Ann Jeter Stanford

CRD 2631411 · Wells Fargo Advisors · Carmel, CA

IA RegisteredBroker

Also appears in the source record as: Leigh A Jeter; Leigh Ann Jeter; Leigh A Jeter Allen; Leigh Ann Jeter Allen; Leigh A Jeter Stanford; Leigh Ann Jeter-Dominguez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 7TOSIESeries 31Series 7Series 10Series 9Series 66Series 63
Registered states (36): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · Florida · Georgia · Idaho · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2631411 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (16)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Carmel, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Carmel, CA · BC capacity

start not retrieved → present
Lpl Financial LLC
Santa Ana, CA · BC capacity

Sep 28, 2020 → Nov 24, 2021
Golden State Wealth Management, LLC
Salinas, CA · IA capacity

Sep 29, 2020 → Nov 22, 2021
Hilltop Securities Inc.
Monterey, CA · IA capacity

Apr 24, 2018 → Sep 25, 2020
Hilltop Securities Inc.
Monterey, CA · BC capacity

Apr 23, 2018 → Sep 25, 2020
Charles Schwab & Co., Inc.
Carmel, CA · IA capacity

Nov 25, 2015 → Apr 16, 2018
Charles Schwab & Co., Inc.
Carmel, CA · BC capacity

Nov 24, 2015 → Apr 16, 2018
Foothill Securities, Inc.
Salinas, CA · IA capacity

Feb 27, 2012 → Nov 5, 2015
Foothill Securities, Inc.
Salinas, CA · BC capacity

Feb 27, 2012 → Nov 5, 2015
Hayashi & Wayland Investment Services, LLC
Salinas, CA · IA capacity

Jul 8, 2013 → Oct 16, 2015
Ubs Financial Services Inc.
Carmel, CA · IA capacity

Oct 26, 2009 → May 23, 2011
Ubs Financial Services Inc.
Carmel, CA · BC capacity

Jul 6, 2009 → May 23, 2011
Morgan Stanley & Co. Incorporated
Cupertino, CA · BC capacity

Apr 2, 2007 → Jul 8, 2009
Morgan Stanley Dw Inc.
Monterey, CA · BC capacity

Mar 18, 2004 → Apr 2, 2007
Afs Equities, Inc.
Birmingham, AL · BC capacity

Jun 3, 1999 → Feb 26, 2003

Source & corrections

Where this page comes from

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