Stephanie Anne Nilsen

CRD 2634740 · Morgan Stanley · Sarasota, FL

IA RegisteredBroker

Also appears in the source record as: Stepanie Anne Robinson; Stepanie Robinson; Stephanie Anne Robinson; Stephanie A Somma; Stephanie Anne Somma

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 65Series 63Series 10Series 9Series 4Series 53Series 24Series 52TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2634740 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (16)

From the source registration record · current first

Morgan StanleyCurrent
Sarasota, FL · IA capacity

Feb 6, 2014 → present
Capital Guardian Wealth Management, LLC
IA capacity

Oct 2, 2012 → Jan 29, 2014
Capital Guardian, LLC
BD capacity

Aug 15, 2012 → Jan 29, 2014
Morgan Stanley Smith Barney LLC
IA capacity

Jul 28, 2011 → Aug 16, 2012
Morgan Stanley Smith Barney
BD capacity

Jul 27, 2011 → Aug 16, 2012
Royal Alliance Associates, Inc.
BD capacity

Feb 11, 2010 → Jun 8, 2011
Rehmann Financial
IA capacity

Aug 27, 2010 → May 23, 2011
Royal Alliance Associates, Inc.
IA capacity

Mar 10, 2010 → Dec 31, 2010
Oppenheimer & Co. Inc.
IA capacity

May 29, 2009 → Nov 2, 2009
Oppenheimer & Co. Inc.
BD capacity

Mar 18, 2009 → Nov 2, 2009
Stanford Group Company
IA capacity

Jul 17, 2006 → Mar 17, 2009
Stanford Group Company
BD capacity

Jun 29, 2006 → Mar 17, 2009
Banc Of America Investment Services, Inc.
IA capacity

Jan 30, 2004 → Jun 15, 2006
Banc Of America Investment Services, Inc.
BD capacity

Dec 4, 2001 → Jun 15, 2006
Prime Capital Services, Inc.
BD capacity

Feb 2, 2001 → Nov 12, 2001
J. B. Hanauer & Co.
BD capacity

Jun 27, 2000 → Dec 18, 2000

Source & corrections

Where this page comes from

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