Tasha Eugenia Garcia
Also appears in the source record as: Tasha Eugenia Ford
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 63SIESeries 7Series 6
- Registered states (30)
- California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Iowa · Maryland · Massachusetts · Michigan · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virgin Islands · Virginia · Washington
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (8)
From the source registration record · current first
-
Jun 22, 2018 → present
-
Cetera Advisor Networks LLCBD capacitySep 3, 2013 → Nov 22, 2017
-
Walnut Street Securities, Inc.BD capacityAug 31, 2010 → Sep 3, 2013
-
Axa Advisors, LLCBD capacityMay 22, 2007 → Aug 12, 2009
-
Axa Distributors, LLCBD capacityMay 22, 2007 → Oct 1, 2007
-
New England SecuritiesBD capacityDec 21, 2001 → Oct 18, 2002
-
New England SecuritiesBD capacityJul 25, 2001 → Dec 10, 2001
-
Aetna Investment Services, Inc.BD capacityAug 30, 1999 → Feb 14, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.