Sandra Ramos

CRD 2638349 · J.P. Morgan Securities LLC · St. Cloud, FL

IA RegisteredBroker

Also appears in the source record as: Sandy Betancourt; Sandra Ramos; Sandy Ramos; Sandra Ramos Collazo; Sandra Ramos-Betancourt; Sandy Ramos-Betancourt

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (22): Alabama · California · Colorado · Florida · Georgia · Illinois · Kansas · Maryland · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2638349 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
St. Cloud, FL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
St. Cloud, FL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
St. Cloud, FL · IA capacity

start not retrieved → present
Oriental Financial Services Corp.
Guaynabo, PR · IA capacity

Dec 7, 2015 → Mar 8, 2019
Oriental Financial Services Corp.
Guaynabo, PR · BC capacity

Jul 26, 2011 → Mar 8, 2019
Wells Fargo Advisors, LLC
Guaynabo, PR · IA capacity

Oct 2, 2008 → Jul 22, 2011
Wells Fargo Advisors, LLC
Guaynabo, PR · BC capacity

Oct 3, 2006 → Jul 22, 2011
Morgan Stanley Dw Inc.
Hato Rey, PR · BC capacity

Mar 2, 2001 → Oct 3, 2006
Quest Capital Strategies, Inc.
Laguna Hills, CA · BC capacity

Feb 2, 2001 → Feb 14, 2001

Source & corrections

Where this page comes from

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