Jose Alberto Casellas

CRD 2638747 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Jochi Casellas

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 27Series 66
Registered states (14): California · Delaware · Florida · Georgia · Illinois · Maryland · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · Texas · Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2638747 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Miami, FL · BC capacity

start not retrieved → present
Ubs Financial Services Incorporated Of Puerto Rico
Hato Rey, PR · BC capacity

Feb 22, 2005 → Aug 23, 2010
Ubs Financial Services Inc.
San Juan, PR · BC capacity

Feb 22, 2005 → Aug 23, 2010
Santander Securities
Boston, MA · BC capacity

Nov 6, 2002 → Mar 29, 2005
Government Development Bank For Puerto Rico Capital Fund
Santurce, PR · BC capacity

Apr 18, 1996 → Jul 16, 1998

Source & corrections

Where this page comes from

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