Brian Glenn Jeffries
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 31Series 7Series 66
- Registered states (36)
- Alaska · Arizona · Arkansas · California · Colorado · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
Morgan Stanley Smith Barney LLCSurprise, AZ · IA capacityJun 1, 2009 → Feb 27, 2012
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Morgan Stanley Smith BarneySurprise, AZ · BC capacityJun 1, 2009 → Feb 27, 2012
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Morgan Stanley & Co. IncorporatedSurprise, AZ · IA capacityApr 2, 2007 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedSurprise, AZ · BC capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleySurprise, AZ · IA capacityOct 11, 2006 → Apr 2, 2007
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Morgan Stanley Dw Inc.Surprise, AZ · BC capacityAug 4, 2000 → Apr 2, 2007
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.