Michael Hendricks Urner
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 3Series 7Series 65Series 63
- Registered states (39)
- Alabama · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wyoming
- Years in the industry (source record)
- 30
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2642438 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (10)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Morgan Stanley Smith Barney LLCLaguna Beach, CA · IA capacityJun 1, 2009 → Oct 29, 2009
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Morgan Stanley Smith BarneyLaguna Beach, CA · BC capacityJun 1, 2009 → Oct 29, 2009
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Morgan Stanley & Co. IncorporatedLaguna Beach, CA · IA capacityApr 2, 2007 → Jun 1, 2009
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Morgan Stanley & Co. IncorporatedLaguna Beach, CA · BC capacityApr 2, 2007 → Jun 1, 2009
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Morgan StanleyLaguna Beach, CA · IA capacitySep 23, 2005 → Apr 2, 2007
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Morgan Stanley Dw Inc.Laguna Beach, CA · BC capacitySep 23, 2005 → Apr 2, 2007
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Ubs Financial Services Inc.Newport Beach, CA · IA capacityJul 8, 1997 → Oct 6, 2005
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Ubs Financial Services Inc.Weehawken, NJ · BC capacitySep 14, 1995 → Oct 6, 2005
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.