Timothy Donald Soderquist

CRD 2643657 · Morgan Stanley · Sheridan, WY

IA RegisteredBroker

Also appears in the source record as: Tim Soderquist

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 63Series 65SIESeries 31Series 7
Registered states (32): Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Illinois · Kansas · Maryland · Michigan · Missouri · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Sheridan, WY · IA capacity

Feb 18, 2011 → present
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2008 → Mar 3, 2011
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2008 → Mar 3, 2011
J. P. Morgan Securities Inc.
IA capacity

Sep 27, 2006 → Oct 1, 2008
J.P. Morgan Securities Inc.
BD capacity

Jul 1, 2006 → Oct 1, 2008
Jpmorgan Securities Inc
IA capacity

Feb 26, 2004 → Sep 27, 2006
Banc One Securities Corporation
BD capacity

Feb 26, 2004 → Jul 1, 2006
Banc One Securities Corporation
IA capacity

Sep 25, 2002 → Oct 14, 2003
Banc One Securities Corporation
BD capacity

Sep 23, 2002 → Oct 14, 2003
Wells Fargo Securities Inc.
BD capacity

Sep 29, 1997 → Mar 16, 2000
Norwest Investment Services, Inc.
BD capacity

Jul 24, 1996 → Sep 30, 1997
Everen Securities, Inc.
BD capacity

Sep 22, 1995 → Jun 27, 1996

Source & corrections

Where this page comes from

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