Taharka Kenneth Farrell

CRD 2644336 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Ken Farrell; T. Kenneth Farrell; Taharaka K Farrell; Taharka K Farrell; Taharka Farrell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 22
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · IA capacity

May 13, 2019 → Jul 6, 2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

May 13, 2019 → Jul 6, 2021
Charles Schwab & Co., Inc.
Stamford, CT · IA capacity

Jul 7, 2017 → Mar 15, 2019
Charles Schwab & Co., Inc.
Stamford, CT · BC capacity

Jun 29, 2017 → Mar 15, 2019
Morgan Stanley
New York, NY · IA capacity

Apr 17, 2013 → May 15, 2017
Morgan Stanley
New York, NY · BC capacity

Mar 20, 2013 → May 15, 2017
Muriel Siebert & Co., Inc.
New York, NY · BC capacity

Jan 20, 1999 → Mar 24, 2006
Gkn Securities Corp.
New York, NY · BC capacity

May 30, 1997 → Aug 4, 1997
Worthington Capital Group, Inc.
Garden City, NY · BC capacity

Jan 13, 1997 → Jun 30, 1997
Josephthal Lyon & Ross Incorporated
New York, NY · BC capacity

Oct 19, 1995 → Oct 23, 1996
A. R. Baron & Co., Inc.
New York, NY · BC capacity

Aug 4, 1995 → Nov 7, 1995

Source & corrections

Where this page comes from

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