Gregory Takashi Broner

CRD 2644886 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Greg Broner; Gregory Broner

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 24Series 26SIESeries 7Series 6
Registered states (17): California · Connecticut · Florida · Georgia · Maryland · Massachusetts · Mississippi · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · Tennessee · Texas
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2644886 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · IA capacity

Aug 29, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Orlando, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLC
IA capacity

Jun 19, 2012 → May 23, 2017
Wells Fargo Clearing Services, LLC
BD capacity

Jun 18, 2012 → May 23, 2017
Fifth Third Securities, Inc.
IA capacity

Jun 23, 2009 → Feb 28, 2012
Fifth Third Securities, Inc.
BD capacity

Jun 18, 2009 → Feb 28, 2012
Banc Of America Investment Services, Inc.
IA capacity

Mar 14, 2008 → Mar 5, 2009
Banc Of America Investment Services, Inc.
BD capacity

Aug 30, 2002 → Mar 5, 2009
First Union Securities, Inc.
BD capacity

Oct 1, 2000 → Jun 10, 2002
First Union Brokerage Services, Inc.
BD capacity

Aug 22, 1995 → Oct 1, 2000

Source & corrections

Where this page comes from

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