Peter William Spiteri
Also appears in the source record as: Peter W Spiteri; Peter Willilam Spiteri Mr.; Peter Spiteri
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- Series 66Series 63Series 10Series 9Series 4Series 8SIESeries 7
- Registered states (4)
- Arizona · Minnesota · New Mexico · Wisconsin
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
-
Mar 31, 2025 → present
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Mar 5, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJun 17, 2021 → Mar 31, 2025
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Td Ameritrade, Inc.IA capacityFeb 27, 2018 → Jan 11, 2021
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Td Ameritrade, Inc.BD capacityFeb 26, 2018 → Jan 11, 2021
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Td Ameritrade Investment Management, LLCIA capacityFeb 26, 2018 → Dec 31, 2020
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Scottrade Investment ManagementIA capacityMay 2, 2016 → Feb 26, 2018
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Scottrade, Inc.BD capacityMay 13, 2009 → Feb 26, 2018
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Td Ameritrade, Inc.BD capacityMay 17, 1996 → Feb 12, 2009
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R. J. Thompson Securities, Inc.BD capacityFeb 26, 2003 → Jan 29, 2004
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Americorp Securities, Inc.BD capacityApr 24, 1996 → May 8, 1996
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Joseph Stevens & Company, L.P.BD capacityNov 24, 1995 → Mar 28, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.