Joseph Kasell

CRD 264697 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Joe Kasell; Joseph G Kasell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 4Series 40Series 52TOSeries 7TOSIESeries 5PCSeries 1
Registered states (15): California · Colorado · Connecticut · Florida · Illinois · Maryland · Massachusetts · Minnesota · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania
Years in the industry (source record): 58
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 264697 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · IA capacity

Apr 19, 2021 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Smith Barney Shearson Inc.
BD capacity

Jul 31, 1993 → May 31, 1994
Lehman Brothers Inc.
BD capacity

Feb 15, 1988 → Jul 31, 1993
E. F. Hutton & Company Inc
BD capacity

May 28, 1987 → Feb 15, 1988
Drexel Burnham Lambert Incorporated
BD capacity

Jan 6, 1977 → Jun 3, 1987
Drexel Burnham & Co. Incorporated
BD capacity

Feb 6, 1976 → Jan 6, 1977
Drexel Burnham & Co. Incorporated
BD capacity

Feb 26, 1974 → Feb 6, 1976
Dupont Walston, Incorporated
BD capacity

May 24, 1968 → Mar 1, 1974

Source & corrections

Where this page comes from

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