Frank E Carpentiere

CRD 2647187 · Edward Jones · Smithtown, NY

IA RegisteredBroker

Also appears in the source record as: Frank Edward Carpentiere

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 9Series 6TOSIESeries 7
Registered states (15): Arizona · California · Connecticut · District Of Columbia · Florida · Maryland · New Jersey · New York · North Carolina · Pennsylvania · Puerto Rico · Tennessee · Texas · Vermont · Virginia
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2647187 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (16)

From the source registration record · current first

Edward JonesCurrent
Smithtown, NY · IA capacity

Aug 18, 2023 → present
Edward JonesCurrent
Smithtown, NY · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 7, 2020 → Aug 21, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 6, 2020 → Aug 21, 2023
Citigroup Global Markets Inc.
IA capacity

May 18, 2020 → Jul 23, 2020
Citigroup Global Markets Inc.
BD capacity

Oct 14, 2011 → Jul 23, 2020
Hsbc Securities (USA) Inc.
BD capacity

Feb 2, 2011 → Sep 9, 2011
Lpl Financial LLC
BD capacity

Sep 22, 2010 → Jan 19, 2011
Chase Investment Services Corp.
BD capacity

Mar 16, 2010 → Aug 4, 2010
Wells Fargo Advisors, LLC
BD capacity

Feb 8, 2008 → Jan 25, 2010
Pfs Investments Inc.
BD capacity

Aug 5, 2005 → Dec 31, 2006
Alliancebernstein Investment Research And Management, Inc.
BD capacity

Mar 22, 2002 → Jan 27, 2004
Quick & Reilly, Inc.
BD capacity

Dec 20, 2001 → Mar 8, 2002
Seligman Advisors, Inc.
BD capacity

May 24, 1999 → Oct 29, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 23, 1997 → Mar 24, 1999
Investors Associates, Inc.
BD capacity

Feb 7, 1997 → Jun 10, 1997

Source & corrections

Where this page comes from

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