Sharon Lesley Miller

CRD 2647859 · Bofa Securities, Inc. · Charlotte, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 65Series 63Series 10Series 9Series 4Series 53Series 24Series 52TOSIESeries 7
Registered states (14): Alabama · Arizona · Arkansas · California · Florida · Iowa · Kansas · Maryland · Massachusetts · New Jersey · New Mexico · New York · North Carolina · Texas
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2647859 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Bofa Securities, Inc.
Firm CRD: 283942
SEC number: 801-112640
Assets under management: Not yet retrieved from the source record
Website: www.bankofamerica.com ↗
Phone: 646-743-2734
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Bofa Securities, Inc.Current
San Antonio, TX · BD capacity

Jul 14, 2025 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

Oct 23, 2009 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Bofa Securities, Inc.Current
Charlotte, NC · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
IA capacity

Mar 31, 1999 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Mar 30, 1999 → Oct 23, 2009
Ba Investment Services, Inc.
BD capacity

Jul 31, 1998 → Jul 12, 1999
Fidelity Brokerage Services, Inc.
BD capacity

Jul 13, 1998 → Aug 5, 1998
Ba Investment Services, Inc.
BD capacity

Jul 2, 1996 → Jun 22, 1998
Ids Life Insurance Company
BD capacity

Oct 13, 1995 → Mar 11, 1996
American Express Financial Advisors Inc.
BD capacity

Oct 13, 1995 → Mar 11, 1996

Source & corrections

Where this page comes from

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