Anthony Reynard Westerfield

CRD 2650809 · Wells Fargo Advisors · Alexandria, VA

IA RegisteredBroker

Also appears in the source record as: Tony Reynard Westerfield

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 52Series 24Series 65Series 63
Registered states (14): California · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Iowa · Louisiana · Maryland · New York · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 28
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Alexandria, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Alexandria, VA · BC capacity

start not retrieved → present
M&t Securities, Inc.
Washington, DC · IA capacity

Feb 19, 2010 → May 13, 2014
M&t Securities, Inc.
Washington, DC · BC capacity

Jan 18, 2010 → May 13, 2014
Compass Brokerage, Inc.
Houston, TX · IA capacity

Aug 13, 2007 → Jul 15, 2008
Compass Brokerage, Inc.
Houston, TX · BC capacity

Aug 7, 2007 → Jul 15, 2008
Capital One Investments, LLC
Austin, TX · BC capacity

Jul 5, 2007 → Jul 18, 2007
Primevest Financial Services, Inc.
Santa Maria, CA · IA capacity

Jul 19, 2006 → Jun 27, 2007
Primevest Financial Services, Inc.
Santa Maria, CA · BC capacity

Jul 19, 2006 → Jun 27, 2007
Unionbanc Investment Services, LLC
Solvang, CA · BC capacity

Aug 9, 2004 → Jul 6, 2006
Unionbanc Investment Services, LLC
Solvang, CA · IA capacity

Aug 5, 2004 → Jul 6, 2006
Strategic Advisers, Inc.
Walnut Creek, CA · IA capacity

Dec 9, 2003 → Jul 2, 2004
Fidelity Brokerage Services LLC
Smithfield, RI · BC capacity

Sep 24, 2003 → Jul 2, 2004
Wells Fargo Investments, LLC
San Francisco, CA · BC capacity

May 2, 2001 → Jan 23, 2003
Wells Fargo Investments, LLC
Palo Alto, CA · IA capacity

Aug 14, 2000 → Jan 23, 2003
Wells Fargo Securities Inc.
San Francisco, CA · BC capacity

Jul 7, 2000 → May 2, 2001
Prudential Securities Incorporated
New York, NY · BC capacity

Mar 20, 1999 → Jun 6, 2000
Melvin Securities, L.L.C.
Chicago, IL · BC capacity

Apr 16, 1998 → Nov 5, 1998
Olde Discount Corporation
Detroit, MI · BC capacity

Sep 6, 1995 → Mar 26, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2650809 ↗ FINRA BrokerCheck record for CRD 2650809 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.