Michael Alan Johnston

CRD 2654000 · Morgan Stanley · Las Vegas, NV

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (20): Alabama · Arizona · California · Colorado · Florida · Idaho · Illinois · Minnesota · Nevada · New Hampshire · New Mexico · New York · North Carolina · Oklahoma · Oregon · South Dakota · Tennessee · Texas · Utah · Washington
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2654000 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (7)

From the source registration record · current first

Morgan StanleyCurrent
Las Vegas, NV · IA capacity

Oct 6, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jun 23, 2008 → Oct 10, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 20, 2008 → Oct 10, 2023
Citigroup Global Markets Inc.
IA capacity

Jan 7, 2002 → Jul 2, 2008
Citigroup Global Markets Inc.
BD capacity

Dec 14, 2001 → Jul 2, 2008
Banc Of America Securities LLC
BD capacity

Oct 1, 1997 → Dec 17, 2001
Montgomery Securities
BD capacity

Oct 5, 1995 → Oct 1, 1997

Source & corrections

Where this page comes from

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