Kevin Michael Clemson

CRD 2654490 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Indianapolis, IN

IA RegisteredBroker

Also appears in the source record as: Kevin Clemson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (16)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · IA capacity

May 24, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Indianapolis, IN · BC capacity

start not retrieved → present
Equitable Advisors, LLC
BD capacity

Jun 24, 2021 → May 9, 2022
Burnham Gibson Wealth Advisors, LLC
IA capacity

Jul 16, 2021 → May 6, 2022
Usi Securities, Inc.
BD capacity

Jul 31, 2018 → Jun 7, 2021
Usi Advisors
IA capacity

Jul 31, 2018 → Jun 7, 2021
Mmc Securities LLC
BD capacity

Sep 14, 2017 → Dec 18, 2017
Mmc Securities LLC
IA capacity

Sep 14, 2017 → Dec 18, 2017
American Funds Distributors, Inc.
IA capacity

Jul 24, 2013 → Jun 2, 2017
American Funds Distributors, Inc.
BD capacity

Jul 23, 2013 → Jun 2, 2017
Adp Broker-Dealer, Inc.
BD capacity

Jul 26, 2010 → Jun 13, 2013
Princor Financial Services Corporation
IA capacity

Aug 21, 2007 → Apr 1, 2010
Princor Financial Services Corporation
BD capacity

Jun 19, 2007 → Apr 1, 2010
Principal Funds Distributor, Inc.
BD capacity

Oct 8, 2007 → Sep 23, 2008
A. G. Edwards & Sons, Inc.
BD capacity

Dec 14, 2006 → Jun 5, 2007
American Funds Distributors, Inc.
BD capacity

Jun 20, 2005 → May 23, 2006

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2654490 ↗ FINRA BrokerCheck record for CRD 2654490 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.