Michael Laura

CRD 2654833 · Morgan Stanley · Atlanta, GA

IA RegisteredBroker

Also appears in the source record as: Michael Lee Laura; Michael Laura

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 65SIESeries 7
Registered states (39): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Mississippi · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2654833 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (17)

From the source registration record · current first

Morgan StanleyCurrent
Atlanta, GA · IA capacity

Apr 21, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jan 2, 2018 → Apr 24, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 29, 2017 → Apr 24, 2023
Invesco Advisers, Inc.
IA capacity

Jun 8, 2015 → Nov 27, 2017
Invesco Distributors, Inc.
BD capacity

Jun 5, 2015 → Nov 27, 2017
Virtus Investment Advisers, Inc.
IA capacity

Apr 25, 2014 → Jun 1, 2015
Vp Distributors LLC
BD capacity

Apr 4, 2014 → Jun 1, 2015
Dws Investments Distributors, Inc
BD capacity

Aug 22, 2012 → Mar 27, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → May 21, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → May 21, 2012
Banc Of America Investment Services, Inc.
IA capacity

Jan 12, 2009 → Oct 23, 2009
Banc Of America Investment Services, Inc.
BD capacity

Dec 15, 2008 → Oct 23, 2009
Columbia Management Advisors, LLC
IA capacity

Apr 17, 2008 → Dec 31, 2008
Columbia Management Distributors, Inc.
BD capacity

Apr 15, 2008 → Dec 31, 2008
Banc Of America Investment Services, Inc.
BD capacity

Dec 7, 2001 → Dec 11, 2003
Banc Of America Investment Services, Inc.
IA capacity

Dec 7, 2001 → Dec 11, 2003
A. G. Edwards & Sons, Inc.
BD capacity

Oct 16, 1995 → Nov 29, 2001

Source & corrections

Where this page comes from

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