Joseph M Mcgraw
Also appears in the source record as: Joe Mcgraw; Joseph Michael Mcgraw
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 63Series 65Series 10Series 9SIESeries 7Series 52
- Registered states (1)
- Illinois
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2660766 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (18)
From the source registration record · current first
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Mar 6, 2025 → present
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Sgl Financial, LLCIA capacityOct 29, 2024 → May 27, 2025
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Charles Schwab & Co., Inc.BD capacityJan 25, 2022 → Jun 26, 2023
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Charles Schwab & Co., Inc.IA capacityJan 25, 2022 → Jun 26, 2023
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Td Ameritrade, Inc.BD capacityFeb 26, 2018 → Jun 26, 2023
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Td Ameritrade Investment Management, LLCIA capacityFeb 26, 2018 → Jun 26, 2023
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Td Ameritrade, Inc.IA capacityFeb 27, 2018 → Oct 14, 2022
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Scottrade Investment ManagementIA capacityJan 25, 2017 → Feb 26, 2018
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Scottrade, Inc.BD capacityNov 18, 2016 → Feb 26, 2018
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Innovation Partners LLCBD capacityJul 11, 2016 → Feb 16, 2017
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Portfolio Logic, LLCIA capacityJan 2, 2015 → Oct 26, 2016
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Demos Partners, LLCIA capacityJul 25, 2012 → Nov 2, 2012
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Metlife Investors Distribution CompanyBD capacityDec 11, 2004 → Sep 21, 2010
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Metlife Investors Distribution CompanyBD capacityOct 18, 2002 → Dec 11, 2004
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Strategic Advisers Inc.IA capacityJan 14, 2000 → Nov 22, 2002
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Fidelity Brokerage Services LLCBD capacityOct 14, 1999 → Nov 1, 2002
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Citicorp Investment ServicesBD capacityJul 16, 1997 → Sep 3, 1999
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Olde Discount CorporationBD capacityOct 3, 1995 → Jul 11, 1997
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.