Leann Gordon Mackay

CRD 2663681 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Leann Gordon; Leann Mackay; Lee Mackay

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 99TOSIESeries 7Series 9Series 10Series 24Series 8Series 65Series 63
Registered states (1): Utah
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (9)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Salt Lake City, UT · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Salt Lake City, UT · IA capacity

Jan 16, 2002 → Jan 3, 2011
Wells Fargo Investments, LLC
Salt Lake City, UT · BC capacity

Jul 19, 2001 → Jan 3, 2011
Wells Fargo Van Kasper, LLC
San Francisco, CA · BC capacity

Jul 20, 2001 → Oct 12, 2001
Dain Rauscher Incorporated
New York, NY · BC capacity

Jun 22, 1999 → Jul 23, 2001
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Oct 11, 1995 → Jun 3, 1999

Source & corrections

Where this page comes from

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