Sherman Gregory Daal

CRD 2665667 · Morgan Stanley · Jersey City, NJ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (13)

From the source registration record · current first

Morgan StanleyCurrent
Jersey City, NJ · IA capacity

Sep 5, 2023 → present
E*trade Securities LLC
BD capacity

Feb 7, 2013 → Sep 5, 2023
E*trade Capital Management, LLC
IA capacity

Feb 7, 2013 → Sep 5, 2023
E*trade Capital Management, LLC
IA capacity

Nov 18, 2009 → Jan 18, 2012
E*trade Securities LLC
BD capacity

Oct 31, 2008 → Jan 18, 2012
Pershing Advisor Solutions LLC
BD capacity

Sep 19, 2005 → May 14, 2007
Pershing LLC
BD capacity

Jul 8, 2004 → Sep 19, 2005
Bear, Stearns Securities Corp.
BD capacity

Dec 1, 1999 → Jun 30, 2004
Bear, Stearns & Co. Inc.
BD capacity

Dec 1, 1999 → Jun 30, 2004
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Mar 23, 1999 → Oct 27, 1999
Dljdirect Inc.
BD capacity

Jun 2, 1997 → Mar 18, 1999
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Oct 2, 1996 → Jun 2, 1997
A.S. Goldmen & Co., Inc.
BD capacity

Dec 21, 1995 → Apr 16, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2665667 ↗ FINRA BrokerCheck record for CRD 2665667 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.