Michael Kim

CRD 2667497 · Fidelity Brokerage Services LLC · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Mike Kim; Michael D Kim; Michael Dominique Kim; Michael Kim; Mike Dominique Kim

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 24SIESeries 7
Registered states (14): Alabama · California · District Of Columbia · Florida · Louisiana · Massachusetts · Minnesota · New Mexico · North Carolina · Oregon · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Georgetown, TX · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Georgetown, TX · BD capacity

Apr 25, 2022 → present
Fidelity Brokerage Services LLCCurrent
Austin, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 6, 2022 → Mar 31, 2025
Allstate Financial Advisors, LLC
IA capacity

Mar 6, 2017 → Apr 18, 2022
Allstate Financial Services, LLC
BD capacity

Feb 13, 2017 → Apr 18, 2022
Park Avenue Securities LLC
IA capacity

Aug 28, 2014 → Feb 9, 2017
Park Avenue Securities LLC
BD capacity

Jul 17, 2014 → Feb 9, 2017
Charles Schwab & Co., Inc.
BD capacity

Apr 26, 2011 → Oct 14, 2013
Penson Financial Services, Inc.
BD capacity

Feb 20, 2001 → Sep 21, 2007
Southwest Securities, Inc.
BD capacity

Oct 8, 1997 → May 7, 1998
Mydiscountbroker.Com
BD capacity

Apr 3, 1997 → Oct 8, 1997
Brokers Transaction Services, Inc.
BD capacity

Feb 18, 1997 → Mar 24, 1997

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 2667497 ↗ FINRA BrokerCheck record for CRD 2667497 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.