Jonathan Matta

CRD 2668949 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Jonathan David Matta; Jonathan Matta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 6TOSIESeries 31Series 7Series 65Series 63
Registered states (2): Michigan · Ohio
Years in the industry (source record): 27
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chagrin Falls, OH · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Strategas Securities, LLC Dba Strategas Research Partners
New York, NY · IA capacity

Sep 15, 2023 → Dec 9, 2024
Strategas Securities, LLC Dba Strategas Research Partners
New York, NY · BC capacity

Sep 15, 2023 → Dec 9, 2024
Ameriprise Financial Services, LLC
Minneapolis, MN · IA capacity

Aug 22, 2022 → Sep 17, 2023
Ameriprise Financial Services, LLC
Minneapolis, MN · BC capacity

Jan 7, 2022 → Sep 17, 2023
Gwfs Equities, Inc.
Greenwood Village, CO · BC capacity

Nov 11, 2021 → Dec 3, 2021
Mml Distributors, LLC
Springfield, MA · BC capacity

Jan 31, 2018 → Dec 5, 2019
Janus Distributors LLC
Denver, CO · BC capacity

Nov 23, 2005 → May 30, 2017
The Huntington Investment Company
Columbus, OH · BC capacity

Feb 3, 2003 → Nov 18, 2005
Bisys Fund Services Limited Partnership
Portland, ME · BC capacity

Feb 14, 2001 → Dec 12, 2002
Centura Funds Distributor, Inc.
Boston, MA · BC capacity

Sep 14, 1999 → Feb 13, 2001
American Century Investment Services Inc.
Kansas City, MO · BC capacity

Mar 9, 1999 → Aug 30, 1999
First Of America Brokerage Service, Inc.
Cleveland, OH · BC capacity

Jan 4, 1999 → Jan 11, 1999
Liberty Securities Corporation
Purchase, NY · BC capacity

Aug 3, 1998 → Jan 4, 1999
Natcity Investments, Inc.
Cleveland, OH · BC capacity

Aug 4, 1997 → Aug 21, 1998
Independent Financial Securities, Inc.
BC capacity

Aug 22, 1997 → Aug 3, 1998
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Nov 20, 1995 → Aug 12, 1997

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 2668949 ↗ FINRA BrokerCheck record for CRD 2668949 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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