Brian Michael Stephens

CRD 2672141 · Morgan Stanley · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 63Series 79TOSeries 57TOSIESeries 55Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2672141 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
New York, NY · IA capacity

May 18, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Apr 1, 2008 → Jun 1, 2009
Legg Mason Investor Services, LLC
BD capacity

Aug 14, 2007 → Apr 9, 2008
The Griswold Company, Incorporated
BD capacity

Sep 29, 2003 → Mar 14, 2007
Cibc World Markets Corp.
BD capacity

Feb 24, 1998 → Jun 18, 2003
Whale Securities Co., L.P.
BD capacity

Jul 29, 1996 → Feb 10, 1998

Source & corrections

Where this page comes from

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