Sandra Clay Mcdearman

CRD 2678146 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Memphis, TN

IA RegisteredBroker

Also appears in the source record as: Sandra D Clay; Sandra C Mcdearman; Sandra Mcdearman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (33): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kentucky · Louisiana · Maine · Maryland · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Memphis, TN · IA capacity

Jan 22, 2018 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Memphis, TN · BC capacity

start not retrieved → present
Stephens
BD capacity

Sep 15, 2011 → Dec 18, 2017
Stephens
IA capacity

Sep 15, 2011 → Dec 18, 2017
Lpl Financial LLC
BD capacity

Jul 5, 2011 → Oct 11, 2011
Lpl Financial LLC
IA capacity

Jul 5, 2011 → Oct 11, 2011
Uvest Financial Services Group, Inc.
BD capacity

Mar 23, 2010 → Jul 5, 2011
Uvest Financial Services Group, Inc.
IA capacity

Mar 19, 2010 → Jul 5, 2011
Valic Financial Advisors, Inc.
IA capacity

Mar 19, 2008 → Jul 14, 2009
Valic Financial Advisors, Inc.
BD capacity

Mar 13, 2008 → Jul 14, 2009
Wachovia Securities, LLC
BD capacity

Nov 2, 2007 → Mar 17, 2008
Stephens Inc.
BD capacity

Nov 13, 2001 → Nov 5, 2007
J.C. Bradford & Co.
BD capacity

Dec 20, 1995 → Nov 5, 1997

Source & corrections

Where this page comes from

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