Dennis Snowden Wilt
Also appears in the source record as: Dennis Wilt
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 65Series 63Series 24SIESeries 7Series 6
- Registered states (29)
- Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Indiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia
- Years in the industry (source record)
- 31
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 2680172 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (7)
From the source registration record · current first
-
Jun 1, 2023 → present
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Wells Fargo Clearing Services, LLCBD capacitySep 3, 2003 → Jun 28, 2023
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Wells Fargo Clearing Services, LLCIA capacitySep 3, 2003 → Jun 28, 2023
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Uvest Financial Services And/Or Compass CapitalIA capacityMay 25, 2000 → Aug 20, 2003
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Uvest Financial Services Group, Inc.BD capacityOct 26, 1999 → Aug 20, 2003
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First Union Brokerage Services, Inc.BD capacityJul 2, 1998 → Oct 18, 1999
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Mml Investors Services, Inc.BD capacityNov 28, 1995 → Jun 11, 1998
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.