Dana Michele Hooten

CRD 2683788 · Morgan Stanley · Saint Augustine, FL

IA RegisteredBroker

Also appears in the source record as: Dana Michele Jodon; Dana Michele Jodon-Hooten

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 31Series 7
Registered states (51): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 30
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 2683788 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Saint Augustine, FL · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Jun 25, 2008 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jun 19, 2008 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 18, 2008
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 18, 2008
Morgan Stanley
IA capacity

Aug 8, 2002 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

May 13, 2002 → Apr 2, 2007
Legg Mason Wood Walker, Incorporated
BD capacity

Oct 2, 2000 → Jan 15, 2002
Prudential Securities Incorporated
BD capacity

Feb 11, 1999 → Oct 6, 2000
Nationsbanc Investments, Inc.
BD capacity

Apr 1, 1998 → Jan 14, 1999
Barnett Investments, Inc.
BD capacity

Mar 28, 1997 → Apr 1, 1998
Empire Financial Group, Inc.
BD capacity

Jun 19, 1996 → Oct 1, 1996

Source & corrections

Where this page comes from

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