Neal Brian Norton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

SIESeries 3Series 7Series 6Series 66Series 63

Registered states (23)

Alaska · Arizona · Arkansas · California · Colorado · Florida · Illinois · Iowa · Kansas · Michigan · Missouri · Nevada · New Jersey · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

• Edward JonesCurrent

  Allen, TX · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Allen, TX · BC capacity
  start not retrieved → present
• Chase Investment Services Corp.

  Chicago, IL · IA capacity
  Jul 6, 2005 → Aug 23, 2005
• Chase Investment Services Corp.

  Chicago, IL · BC capacity
  Jul 6, 2005 → Aug 23, 2005
• Banc One Securities Corporation

  Dallas, TX · IA capacity
  Feb 23, 2005 → Jul 6, 2005
• Banc One Securities Corporation

  Chicago, IL · BC capacity
  Feb 23, 2005 → Jul 6, 2005
• American Express Financial Advisors, Inc.

  Richardson, TX · IA capacity
  Jul 29, 1999 → Feb 22, 2005
• Ids Life Insurance Company

  Minneapolis, MN · BC capacity
  Jul 28, 1999 → Feb 22, 2005
• American Express Financial Advisors Inc.

  Minneapolis, MN · BC capacity
  Jul 28, 1999 → Feb 22, 2005
• Clearing Services Of America, Inc.

  St. Louis, MO · BC capacity
  May 29, 1998 → Apr 8, 1999
• Mclaughlin, Piven, Vogel Securities, Inc.

  New York, NY · BC capacity
  Sep 25, 1996 → May 4, 1998
• Pfs Investments Inc.

  Duluth, GA · BC capacity
  Jan 19, 1996 → Sep 19, 1996

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.