Christopher Charles Wood
Also appears in the source record as: Chris Wood; Christopher Wood
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Not registered in this capacity
- Exams passed (5)
- Series 52TOSIESeries 7Series 4Series 63
- Registered states (1)
- Connecticut
- Years in the industry (source record)
- 24
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (8)
From the source registration record · current first
-
start not retrieved → present
-
Mischler Financial Group, Inc.Stamford, CT · BC capacitySep 2, 2025 → Jul 8, 2026
-
Southstate|duncanwilliams Securities Corp.Memphis (Shelby), TN · BC capacityOct 31, 2023 → Jan 2, 2025
-
Alamo CapitalWalnut Creek, CA · BC capacityMay 9, 2023 → Oct 20, 2023
-
Ice Bonds Securities CorporationNew York, NY · BC capacityJun 1, 2020 → Jun 7, 2022
-
Tmc Bonds L.L.C.New York, NY · BC capacityApr 3, 2006 → Jun 3, 2020
-
Municipal Partners, LLCNew York, NY · BC capacityJun 30, 2003 → Mar 20, 2006
-
Ing Barings LLCNew York, NY · BC capacityJun 16, 1997 → Aug 24, 2000
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.